National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96396 | Nov 28, 2022 | SR-BX-2022-023 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 23, 2022 See Also - Exhibit 5 Submit a Comment on SR-BX-2022-023
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| 34-96330 | Nov 16, 2022 | SR-BX-2022-022 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule BX Equity 6, Section 5 To Provide Participants With Additional Optional Settings Comments Due: December 13, 2022 View Received Comments See Also - Exhibit 5 |
| 34-96212 | Nov 2, 2022 | SR-BX-2022-021 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 130 Comments Due: November 29, 2022 See Also - Exhibit 5 |
| 34-96156 | Oct 25, 2022 | SR-BX-2022-020 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 To Enhance the Anti-Internalization Functionality Available on the Exchange Comments Due: November 21, 2022 See Also - Exhibit 5 |
| 34-96125 | Oct 21, 2022 | SR-BX-2022-019 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e) Comments Due: November 17, 2022 See Also - Exhibit 5 |
| 34-95896 | Sep 23, 2022 | SR-BX-2022-017 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95721 | Sep 9, 2022 | SR-BX-2022-016 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-95695 | Sep 7, 2022 | SR-BX-2022-015 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95676 | Sep 6, 2022 | SR-BX-2022-014 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the BX Retail Price Improvement Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95332 | Jul 20, 2022 | SR-BX-2022-011 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |