National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99460 | Feb 1, 2024 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments Submit a Comment on SR-CboeBZX-2023-101
|
| 34-99445 | Jan 30, 2024 | SR-CboeBZX-2023-058 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| 34-99414 | Jan 23, 2024 | SR-CboeBZX-2024-006 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 Comments Due: February 20, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-006 - Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 |
| 34-99415 | Jan 23, 2024 | SR-CboeBZX-2023-063 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change to Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange |
| 34-99390 | Jan 18, 2024 | SR-CboeBZX-2023-095 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Registeer. Rebuttal comments should be submitted by 35 days after date of publication in the Federal Register. |
| 34-99387 | Jan 18, 2024 | SR-CboeBZX-2024-005 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 Comments Due: February 14, 2024 |
| 34-99369 | Jan 17, 2024 | SR-CboeBZX-2024-004 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99321 | Jan 11, 2024 | SR-CboeBZX-2024-002 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees Comments Due: February 8, 2024 See Also - Exhibit 5 |
| 34-99306 | Jan 10, 2024 | SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 | NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units |
| 34-99307 | Jan 10, 2024 | SR-CboeBZX-2024-003 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for the Short Interest Report Comments Due: February 7, 2024 |