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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-68383 | Dec 7, 2012 | SR-NYSEMKT-2012-72 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 952NY With Respect to Opening Trading in an Options Series See Also - Exhibit 5 |
| 34-68358 | Dec 5, 2012 | SR-NYSEMKT-2012-71 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Exchange Rule 904 To Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts See Also - Exhibit 5 |
| 34-68354 | Dec 4, 2012 | SR-NYSEMKT-2012-73 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 472-Equities, Which Addresses Communications With the Public, Adopting New Rule Text To Conform to the Changes Adopted by the Financial Industry Regulatory Authority, Inc. for Research Analysts and Research Reports as Required by the Jumpstart Our Business Startups Act |
| 34-68340 | Dec 3, 2012 | SR-NYSEMKT-2012-65 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C(9)(a)(1)(ii)-Equities To Delete the Requirement That the Order Acceptance Cut-Off Time Cannot Be Past 4:30 p.m. See Also - Exhibit 5 |
| 34-68305 | Nov 28, 2012 | SR-NYSEMKT-2012-67 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Moving the Rule Text That Provides for Pegging on the Exchange From Supplementary Material .26 of Rule 70-Equities to Rule 13-Equities and Amending Such Text to (i) Permit Designated Market Maker Interest To Be Set as Pegging Interest; (ii) Change References From National Best Bid, National Best Offer and National Best Bid or Offer to Best Protected Bid, Best Protected Offer and Best Protected Bid or Offer, Respectively; (iii) Permit Pegging Interest To Peg to the Opposite Side of the Market; and (iv) Provide for An Offset Value To Be Specified for Pegging Interest See Also - Exhibit 5 |
| 34-68306 | Nov 28, 2012 | SR-NYSEMKT-2012-68 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Delete Obsolete and Out-Dated Rules See Also - Exhibit 5 |
| 34-68313 | Nov 28, 2012 | SR-NYSEMKT-2012-48, SR-NYSEArca-2012-105, SR-NYSE-2012-49, SR-NASDAQ-2012-109, SR-CBOE-2012-094, SR-BX-2012-063, SR-BATS-2012-039 | NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 See Also - Rel. No. 34-68020, Rel. No. 34-68637, Rel. No. 34-68638, Rel. No. 34-68639, Rel. No. 34-68640, Rel. No. 34-68641, Rel. No. 34-68642, Rel. No. 34-68643, Rel. No. 34-68013, Rel. No. 34-68018, Rel. No. 34-68011, Rel. No. 34-68006, Rel. No. 34-68007, Rel. No. 34-68022 |
| 34-68272 | Nov 20, 2012 | SR-NYSEMKT-2012-69 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, December 14, 2012 |
| 34-68261 | Nov 19, 2012 | SR-NYSEMKT-2012-64 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports See Also - Exhibit 5 |
| 34-68244 | Nov 15, 2012 | SR-NYSEMKT-2012-63 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 123C-Equities To Add New Supplementary Material .40 To Clarify That All Times Specified in Rule 123C-Equities Are Adjusted When the Scheduled Close of Trading Is Before 4:00 p.m. See Also - Exhibit 5 |