National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69183 | Mar 19, 2013 | SR-NSX-2013-02 | National Stock Exchange (NSX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the "Auto-Ex Only" Order View Received Comments See Also - Rel. No. 34-69519, Rel. No. 34-68807 |
| 34-69087 | Mar 8, 2013 | SR-NSX-2013-09 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS See Also - Exhibit 5 |
| 34-69029 | Mar 4, 2013 | SR-NSX-2013-08 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| 34-69009 | Feb 28, 2013 | SR-NSX-2013-07 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Midpoint-Seeker Order and Amend Rule 11.3(c) Regarding Rounding of Sub-Penny Midpoint Executions See Also - Exhibit 5 |
| 34-68852 | Feb 6, 2013 | SR-NSX-2013-05 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.20B To Extend the Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-68824 | Feb 4, 2013 | SR-NSX-2013-03 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| 34-68803 | Feb 1, 2013 | SR-NSX-2013-06 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend a Pilot Program Regarding Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-68807 | Feb 1, 2013 | SR-NSX-2013-02 | National Stock Exchange (NSX) | Notice of Filing of a Proposed Rule Change To Adopt a New Order Type Called the "Auto-Ex Only" Order View Received Comments See Also - Exhibit 5, Rel. No. 34-69519, Rel. No. 34-69183 |
| 34-68779 | Jan 31, 2013 | SR-NSX-2013-04 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Operative Date of Rule 11.20A Regarding Market-Wide Circuit Breakers Due to Extraordinary Market Volatility |
| 34-68684 | Jan 17, 2013 | SR-NSX-2013-01 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for the Payment of Exchange Fees Through an Integrated Billing Process See Also - Exhibit 5 |