National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95869 | Sep 22, 2022 | SR-NYSENAT-2022-20 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2022-20
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| 34-95829 | Sep 19, 2022 | SR-NYSENAT-2022-21 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Rule 7.10 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95742 | Sep 12, 2022 | SR-NYSENAT-2022-17 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95696 | Sep 7, 2022 | SR-NYSENAT-2022-16 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95579 | Aug 23, 2022 | SR-NYSENAT-2022-15 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Change the Name of Its Business Conduct Committee Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95476 | Aug 11, 2022 | SR-NYSENAT-2022-14 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: 21 days after publication in the Federal Register |
| 34-95426 | Aug 4, 2022 | SR-NYSENAT-2022-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE National Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95362 | Jul 25, 2022 | SR-NYSENAT-2022-12 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95333 | Jul 20, 2022 | SR-NYSENAT-2022-11 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price Protection Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95341 | Jul 20, 2022 | SR-NYSENAT-2022-10 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Related to Colocation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |