National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76820 | Jan 4, 2016 | SR-BATS-2015-100 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares See Also - Rel. No. 34-78005, Rel. No. 34-77871, Rel. No. 34-77202, 34-76478 |
| 34-76776 | Dec 28, 2015 | SR-BATS-2015-105 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade the Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust View Received Comments See Also - Rel. No. 34-77487, Rel. No. 34-77159 |
| 34-76758 | Dec 23, 2015 | SR-BATS-2015-118 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination See Also - Exhibit 5 |
| 34-76707 | Dec 21, 2015 | SR-BATS-2015-117 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options See Also - Exhibit 5 |
| 34-76706 | Dec 21, 2015 | SR-BATS-2015-116 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options See Also - Exhibit 5 |
| 34-76709 | Dec 21, 2015 | SR-BATS-2015-115 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-76688 | Dec 18, 2015 | SR-BATS-2015-114 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to ALLB Routing and Other Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-76664 | Dec 16, 2015 | SR-BATS-2015-110 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.3, Forwarding of Proxy and Other Issuer Materials; Proxy Voting See Also - Exhibit 5 |
| 34-76623 | Dec 11, 2015 | SR-BATS-2015-112 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.13(b)(4)(A) and 21.9(a)(3)(A), Amending Aggressive Re-Route Instruction See Also - Exhibit 5 |
| 34-76596 | Dec 9, 2015 | SR-BATS-2015-111 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.6, Series of Options Contracts Open for Trading See Also - Exhibit 5 |