National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99042 | Nov 30, 2023 | SR-NASDAQ-2023-048 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies Comments Due: December 27, 2023 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2023-048
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| 34-98948 | Nov 15, 2023 | SR-NASDAQ-2023-035 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) |
| 34-98954 | Nov 15, 2023 | SR-NASDAQ-2023-046 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle Comments Due: December 12, 2023 See Also - Exhibit 5 |
| 34-98934 | Nov 15, 2023 | SR-NASDAQ-2023-044 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Nasdaq Options Market LLC Pricing Schedule at Options 7, Section 2 Comments Due: December 12, 2023 See Also - Exhibit 5 |
| 34-98912 | Nov 13, 2023 | SR-NASDAQ-2023-043 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: December 8, 2023 See Also - Exhibit 5 |
| 34-98878 | Nov 7, 2023 | SR-NASDAQ-2023-036 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Nasdaq Rules 4120 and 4753 Comments Due: December 5, 2023 |
| 34-98843 | Nov 1, 2023 | SR-NASDAQ-2023-025 | The Nasdaq Stock Market LLC (NASDAQ) | Order Approving a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits |
| 34-98768 | Oct 18, 2023 | SR-NASDAQ-2023-041 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports for Equities Trading Comments Due: November 14, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98744 | Oct 13, 2023 | SR-NASDAQ-2023-039 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98721 | Oct 11, 2023 | SR-NASDAQ-2023-040 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Comments Due: November 7, 2023 See Also - Exhibit 5 |