National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98261 | Aug 31, 2023 | SR-PEARL-2023-38 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 28, 2023 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-38
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| 34-98260 | Aug 31, 2023 | SR-PEARL-2023-37 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested See Also - Exhibit 5 |
| 34-98252 | Aug 30, 2023 | SR-PEARL-2023-39 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2614 of the MIAX Pearl Equities Rulebook Comments Due: September 27, 2023 See Also - Exhibit 5 |
| 34-98170 | Aug 24, 2023 | SR-PEARL-2023-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: September 14, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98180 | Aug 21, 2023 | SR-PEARL-2023-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: September 15, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98089 | Aug 8, 2023 | SR-PEARL-2023-34 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2614, 2617, and 2626 of the MIAX Pearl Equities Rulebook Comments Due: September 5, 2023 See Also - Exhibit 5 |
| 34-98016 | Jul 28, 2023 | SR-PEARL-2023-32 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface Comments Due: August 24, 2023 |
| 34-97964 | Jul 24, 2023 | SR-PEARL-2023-31 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: August 18, 2023 See Also - Exhibit 5 |
| 34-97896 | Jul 13, 2023 | SR-PEARL-2023-30 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: August 9, 2023 See Also - Exhibit 5 |
| 34-97816 | Jun 28, 2023 | SR-PEARL-2023-28 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: July 26, 2023 View Received Comments See Also - Exhibit 5 |