National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-98261 | Aug 31, 2023 | SR-PEARL-2023-38 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 28, 2023 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-38
|
34-98260 | Aug 31, 2023 | SR-PEARL-2023-37 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested See Also - Exhibit 5 |
34-98252 | Aug 30, 2023 | SR-PEARL-2023-39 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2614 of the MIAX Pearl Equities Rulebook Comments Due: September 27, 2023 See Also - Exhibit 5 |
34-98170 | Aug 24, 2023 | SR-PEARL-2023-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: September 14, 2023 View Received Comments See Also - Exhibit 5 |
34-98180 | Aug 21, 2023 | SR-PEARL-2023-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: September 15, 2023 View Received Comments See Also - Exhibit 5 |
34-98089 | Aug 8, 2023 | SR-PEARL-2023-34 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2614, 2617, and 2626 of the MIAX Pearl Equities Rulebook Comments Due: September 5, 2023 See Also - Exhibit 5 |
34-98016 | Jul 28, 2023 | SR-PEARL-2023-32 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface Comments Due: August 24, 2023 |
34-97964 | Jul 24, 2023 | SR-PEARL-2023-31 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: August 18, 2023 See Also - Exhibit 5 |
34-97896 | Jul 13, 2023 | SR-PEARL-2023-30 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: August 9, 2023 See Also - Exhibit 5 |
34-97816 | Jun 28, 2023 | SR-PEARL-2023-28 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: July 26, 2023 View Received Comments See Also - Exhibit 5 |