National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93505 | Nov 2, 2021 | SR-IEX-2021-13 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.330 To Retire the IEX Data Platform Data Product Comments Due: November 29, 2021 See Also - Exhibit 5 Submit a Comment on SR-IEX-2021-13
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| 34-93323 | Oct 14, 2021 | SR-IEX-2021-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 2022 Comments Due: November 10, 2021 See Also - Exhibit 5 |
| 34-93027 | Sep 16, 2021 | SR-IEX-2021-11 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide That a Reserve Order May Have (i) an Odd Lot Sized Display Quantity and (ii) an Optional Random Initial and Replenishment Display Quantity Comments Due: October 13, 2021 See Also - Exhibit 5 |
| 34-92868 | Sep 2, 2021 | SR-IEX-2021-10 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System ("OATS") Requirements) To Reflect the September 1, 2021 Retirement of OATS Comments Due: September 30, 2021 See Also - Exhibit 5 |
| 34-92398 | Jul 13, 2021 | SR-IEX-2021-06 | Investors Exchange LLC (IEX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Definitions of Retail Orders and Retail Liquidity Provider Orders and Disseminate a Retail Liquidity Identifier Under the IEX Retail Price Improvement Program Comments Due: August 9, 2021 View Received Comments |
| 34-92222 | Jun 22, 2021 | SR-IEX-2021-09 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Temporary Remote Inspection Relief to IEX Members for Calendar Year 2021 Comments Due: 21 days after publication in the Federal Register |
| 34-92029 | May 26, 2021 | SR-IEX-2021-06 | Investors Exchange LLC (IEX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: May 6, 2021 View Received Comments |
| 34-91754 | May 4, 2021 | SR-IEX-2021-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Discretionary Limit Orders To Be Reserve Orders Comments Due: June 1, 2021 See Also - Exhibit 5 |
| 34-91691 | Apr 27, 2021 | SR-IEX-2021-07 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20 Comments Due: May 24, 2021 See Also - Exhibit 5 |
| 34-91523 | Apr 9, 2021 | SR-IEX-2021-06 | Investors Exchange LLC (IEX) | Notice of Filing of Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: May 6, 2021 View Received Comments See Also - Exhibit 5 |