National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-93027 | SEC Issue Date:Sep 16, 2021 | File Number:SR-IEX-2021-11 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide That a Reserve Order May Have (i) an Odd Lot Sized Display Quantity and (ii) an Optional Random Initial and Replenishment Display Quantity Comments Due: October 13, 2021 See Also - Exhibit 5 Submit a Comment on SR-IEX-2021-11
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| Release Number:34-92868 | SEC Issue Date:Sep 2, 2021 | File Number:SR-IEX-2021-10 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System ("OATS") Requirements) To Reflect the September 1, 2021 Retirement of OATS Comments Due: September 30, 2021 See Also - Exhibit 5 |
| Release Number:34-92398 | SEC Issue Date:Jul 13, 2021 | File Number:SR-IEX-2021-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Definitions of Retail Orders and Retail Liquidity Provider Orders and Disseminate a Retail Liquidity Identifier Under the IEX Retail Price Improvement Program Comments Due: August 9, 2021 View Received Comments |
| Release Number:34-92222 | SEC Issue Date:Jun 22, 2021 | File Number:SR-IEX-2021-09 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Temporary Remote Inspection Relief to IEX Members for Calendar Year 2021 Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-92029 | SEC Issue Date:May 26, 2021 | File Number:SR-IEX-2021-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: May 6, 2021 View Received Comments |
| Release Number:34-91754 | SEC Issue Date:May 4, 2021 | File Number:SR-IEX-2021-08 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Discretionary Limit Orders To Be Reserve Orders Comments Due: June 1, 2021 See Also - Exhibit 5 |
| Release Number:34-91691 | SEC Issue Date:Apr 27, 2021 | File Number:SR-IEX-2021-07 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20 Comments Due: May 24, 2021 See Also - Exhibit 5 |
| Release Number:34-91523 | SEC Issue Date:Apr 9, 2021 | File Number:SR-IEX-2021-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing of Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: May 6, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91443 | SEC Issue Date:Mar 30, 2021 | File Number:SR-IEX-2021-05 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Transaction Fees Pursuant to IEX Rule 15.110 Comments Due: April 26, 2021 See Also - Exhibit 5 |
| Release Number:34-91335 | SEC Issue Date:Mar 16, 2021 | File Number:SR-IEX-2021-04 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 Comments Due: April 12, 2021 See Also - Exhibit 5 |