National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99623 | Feb 28, 2024 | SR-CboeBZX-2023-107 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Submit a Comment on SR-CboeBZX-2023-107
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| 34-99570 | Feb 21, 2024 | SR-CboeBZX-2024-017 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: March 19, 2024 See Also - Exhibit 5 |
| 34-99551 | Feb 16, 2024 | SR-CboeBZX-2024-016 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: March 15, 2024 See Also - Exhibit 5 |
| 34-99530 | Feb 13, 2024 | SR-CboeBZX- 2023-062 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Re |
| 34-99524 | Feb 13, 2024 | SR-CboeBZX-2024-010 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Corporate Governance Requirements, as Provided Under Exchange Rule 14.10 and Make Certain Other Changes to its Listing Rules as Provided Under Exchange Rules 14.3, 14.6, 1 Comments Due: March 12, 2024 See Also - Exhibit 5 |
| 34-99507 | Feb 9, 2024 | SR-CboeBZX-2024-011 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Equities Fee Schedule Comments Due: March 7, 2024 See Also - Exhibit 5 |
| 34-99488 | Feb 7, 2024 | SR-CboeBZX-2024-007 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: March 5, 2024 See Also - Exhibit 5 Submit a Comment on Submit Comments on SR-CboeBZX-2024-007 |
| 34-99482 | Feb 6, 2024 | SR-CboeBZX-2023-071 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee |
| 34-99480 | Feb 6, 2024 | SR-CboeBZX-2024-013 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Minimum Performance Standards Applicable to Primary Equity Securities Under the Lead Market Maker Program as Set forth in Rule 11.8(e)(1)(E), and to Make Corresponding Ch Comments Due: March 4, 2024 See Also - Exhibit 5 |
| 34-99479 | Feb 6, 2024 | SR-CboeBZX-2023-087 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: March 4, 2024. Rebuttal comments should be submitted by March 18, 2024. View Received Comments |