National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95430 | Aug 4, 2022 | SR-BOX-2022-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section IV.D.2 ("Strategy QCC Transactions") Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-BOX-2022-24
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| 34-95414 | Aug 3, 2022 | SR-BOX-2022-23 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-5 To Add the Firm Element Component to the Continuing Education Requirement, and Make Other Conforming and Clerical Updates to IM-2040-4 and Delete IM 2020-1 Comments Due: 21 days after publication in the Federal Register |
| 34-95381 | Jul 28, 2022 | SR-BOX-2022-22 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule IM-5050-11 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95217 | Jul 7, 2022 | SR-BOX-2022-08 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and To Update the Fine Schedule Applicable to Minor Violations of Certain Rules Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-95174 | Jun 29, 2022 | SR-BOX-2022-19 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-95173 | Jun 28, 2022 | SR-BOX-2022-21 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow Multi-Leg Qualified Open Outcry Orders ("QOO Orders") That Are Not Complex Orders To Trade in Penny Increments Regardless of the Minimum Increments Otherwise Applicable to the Individual Legs of the Multi-Leg QOO Order Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95081 | Jun 9, 2022 | SR-BOX-2022-20 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95037 | Jun 3, 2022 | SR-BOX-2022-08 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations Comments Due: April 21, 2022 View Received Comments |
| 34-94920 | May 16, 2022 | SR-BOX-2022-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7350 To Provide for the New "Liquidity Taker Event Report-Complex Orders" Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94894 | May 11, 2022 | SR-BOX-2022-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |