National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59457 | Feb 26, 2009 | SR-BATS-2009-006 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled "Orders and Modifiers" |
| 34-59312 | Jan 28, 2009 | SR-BATS-2009-005 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. |
| 34-59292 | Jan 23, 2009 | SR-BATS-2009-003 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 2.5, Entitled "Restrictions," and BATS Rule 11.4, Entitled "Authorized Traders." |
| 34-59284 | Jan 23, 2009 | SR-BATS-2009-002 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.8, Entitled "Obligations of Market Makers." |
| 34-59258 | Jan 15, 2009 | SR-BATS-2009-001 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, entitled "Orders and Modifiers" |
| 34-59114 | Dec 17, 2008 | SR-BATS-2008-013 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc. |
| 34-59095 | Dec 12, 2008 | SR-BATS-2008-012 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange |
| 34-59029 | Dec 1, 2008 | SR-BATS-2008-011 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Market Maker Quoting Violations Punishable Under Its Minor Rule Violation Plan |
| 34-58989 | Nov 20, 2008 | SR-BATS-2008-010 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings |
| 34-58872 | Oct 28, 2008 | SR-BATS-2008-008 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability |