National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69240 | Mar 26, 2013 | SR-BOX-2013-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-10 (Mini Options Contracts) See Also - Exhibit 5 |
| 34-69202 | Mar 21, 2013 | SR-BOX-2013-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Mini Options on BOX See Also - Exhibit 5 |
| 34-69186 | Mar 20, 2013 | SR-BOX-2013-12 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Interpretive Material to Rule 7080 in Connection With the Implementation of the Limit Up-Limit Down Plan See Also - Exhibit 5 |
| 34-69193 | Mar 20, 2013 | SR-BOX-2013-06 | BOX Exchange LLC (BOX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund View Received Comments See Also - Rel. No. 34-69511, Rel. No. 34-68759 |
| 34-69154 | Mar 15, 2013 | SR-BOX-2013-14 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Underlying Security See Also - Exhibit 5 |
| 34-69135 | Mar 14, 2013 | SR-BOX-2013-11 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Price Improvement Period ("PIP") Rule 7150 See Also - Exhibit 5 |
| 34-69115 | Mar 12, 2013 | SR-BOX-2013-10 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX See Also - Exhibit 5 |
| 34-69109 | Mar 11, 2013 | SR-BOX-2013-13 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Clarify How the Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State See Also - Exhibit 5, Rel. No. 34-69330 |
| 34-69054 | Mar 7, 2013 | SR-BOX-2013-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX See Also - Exhibit 3, Exhibit 5, Memorandum |
| 34-69027 | Mar 4, 2013 | SR-BOX-2013-01 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Orders See Also - Exhibit 5, Rel. No. 34-69419 |