National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81943 | Oct 25, 2017 | SR-NYSEAMER-2017-25 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Equities Rules 7.31E To Establish a Minimum Dollar Threshold Into the Price Protection Mechanisms See Also - Exhibit 5 |
| 34-81927 | Oct 24, 2017 | SR-NYSEAMER-2017-24 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds See Also - Exhibit 5 |
| 34-81928 | Oct 24, 2017 | SR-NYSEAMER-2017-23 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 964.2NY Regarding the Participation Entitlement Formula for Specialists and e-Specialists See Also - Exhibit 5 |
| 34-81887 | Oct 17, 2017 | SR-NYSEAMER-2017-21 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 964NY To Adopt Additional Self-Trade Prevention Modifiers See Also - Exhibit 5 |
| 34-81828 | Oct 5, 2017 | SR-NYSEAMER-2017-22 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-81783 | Sep 29, 2017 | SR-NYSEAMER-2017-05 | NYSE American LLC (NYSEAMER) | Order Approving Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide See Also - Rel. No. 34-81470 |
| 34-81755 | Sep 28, 2017 | SR-NYSEAMER-2017-19 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 5.2E (j)(6) See Also - Exhibit 5 |
| 34-81716 | Sep 25, 2017 | SR-NYSEAMER-2017-10 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Allow Certain Order Types To Be Excluded From the Risk Limitation Mechanism See Also - Exhibit 5 |
| 34-81676 | Sep 21, 2017 | SR-NYSEAMER-2017-15 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change Amending Rule 980NY (Electronic Complex Order Trading) To Clarify the Priority of Electronic Complex Orders and To Modify Aspects of Its Complex Order Auction Process View Received Comments See Also - Exhibit 5, Rel. No. 34-82027 |
| 34-81672 | Sep 21, 2017 | SR-NYSEAMER-2017-17 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31E Relating to the Minimum Trade Size Modifier for Additional Order Types and Expanding the Minimum Trade Size Modifier for Existing Order Types See Also - Exhibit 5 |