National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-82852 | Mar 9, 2018 | SR-NYSEAMER-2018-09 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 915 See Also - Exhibit 5 |
34-82809 | Mar 6, 2018 | SR-NYSEAMER-2018-06 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
34-82802 | Mar 2, 2018 | SR-NYSEAMER-2018-05 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change for New Rule 971.2NY for An Electronic Price Improvement Auction for Complex Orders View Received Comments See Also - Exhibit 5 |
34-82737 | Feb 16, 2018 | SR-NYSEAMER-2018-04 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide See Also - Exhibit 5 |
34-82637 | Feb 6, 2018 | SR-NYSEAMER-2018-03 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies See Also - Exhibit 5a |
34-82618 | Feb 1, 2018 | SR-NYSEAMER-2018-02 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed See Also - Exhibit 5 |
34-82498 | Jan 12, 2018 | SR-NYSEAMER-2017-26 | NYSE American LLC (NYSEAMER) | Order Approving a Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction |
34-82489 | Jan 11, 2018 | SR-NYSEAMER-2017-42 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
34-82447 | Jan 5, 2018 | SR-NYSEAMER-2017-40 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E Relating to Mid-Point Liquidity Orders and the MTS Modifier and Rule 7.36E To Add a Definition of "Aggressing Order" See Also - Exhibit 5 |
34-82402 | Dec 26, 2017 | SR-NYSEAMER-2017-39 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 991 See Also - Exhibit 5 |