National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70063 | Jul 30, 2013 | SR-BOX-2013-38 | BOX Exchange LLC (BOX) | Notice of Filing of a Proposed Rule Change To Modify the Complex Order Filter See Also - Exhibit 5, Rel. No. 34-70395 |
| 34-69965 | Jul 11, 2013 | SR-BOX-2013-36 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 3120 (Position Limits) and BOX Rule 3130 (Exemptions from Position Limits) See Also - Exhibit 5 |
| 34-69909 | Jul 2, 2013 | SR-BOX-2013-35 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange Fee Schedule To Update and Clarify Certain Fees Assessed Under Section V (Technology Fees) See Also - Exhibit 5 |
| 34-69863 | Jun 26, 2013 | SR-BOX-2013-32 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7130 (Execution and Price/Time Priority) To Adjust the NBBO Exposure Period See Also - Exhibit 5 |
| 34-69846 | Jun 25, 2013 | SR-BOX-2013-33 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") to Extend a Pilot Program that Permits the Exchange to Have no Minimum Size Requirement for Orders Entered into the PIP ("PIP Pilot Program") See Also - Exhibit 5 |
| 34-69802 | Jun 19, 2013 | SR-BOX-2013-30 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 3150 (Reports Related to Position Limits) See Also - Exhibit 5 |
| 34-69789 | Jun 18, 2013 | SR-BOX-2013-31 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program and Amend Rule 7050 See Also - Exhibit 5 |
| 34-69711 | Jun 6, 2013 | SR-BOX-2013-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 8050 to Lower the Minimum Quoting Requirement for Market Makers Quoting in Jumbo SPY Options See Also - Exhibit 5 |
| 34-69598 | May 16, 2013 | SR-BOX-2013-26 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fee Schedule To Establish Fees for Jumbo SPY Option Transactions See Also - Exhibit 5 |
| 34-69599 | May 16, 2013 | SR-BOX-2013-28 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Create a New Fee Structure for Complex Orders on the BOX Market LLC Options Facility See Also - Exhibit 5 |