We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-62945 SEC Issue Date:Sep 20, 2010 File Number:SR-BATS-2010-025 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing of a Proposed Rule Change To Amend BATS Rule 11.8, Entitled "Obligations of Market Makers"
See Also - Rel. No. 34-63255
Release Number:34-62901 SEC Issue Date:Sep 13, 2010 File Number:SR-BATS-2010-024 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BATS Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router" and To Make Related Changes
Release Number:34-62884 SEC Issue Date:Sep 10, 2010 File Number:SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 SRO Organization:NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Details: Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
View Received Comments
See Also - Rel. No. 34-62409
Release Number:34-62886 SEC Issue Date:Sep 10, 2010 File Number:SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 SRO Organization:NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Details: Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
View Received Comments
See Also - Rel. No. 34-62337, Rel. No. 34-62340
Release Number:34-62858 SEC Issue Date:Sep 7, 2010 File Number:SR-BATS-2010-023 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
See Also - Exhibit 5
Release Number:34-62816 SEC Issue Date:Sep 1, 2010 File Number:SR-BATS-2010-022 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Name of a BATS Exchange Routing Strategy
Release Number:34-62797 SEC Issue Date:Aug 30, 2010 File Number:SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 SRO Organization:NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
View Received Comments
See Also - Rel. No. 34-62730, Rel. No. 34-62340
Release Number:34-62763 SEC Issue Date:Aug 24, 2010 File Number:SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-FINRA-2010-033, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 SRO Organization:NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
View Received Comments
See Also - Rel. No. 34-62883, Rel. No. 34-62688A, Rel. No. 34-62416
Release Number:34-62730 SEC Issue Date:Aug 16, 2010 File Number:SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 SRO Organization:NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
View Received Comments
See Also - Rel. No. 34-62337, Rel. No. 34-62340, Rel. No. 34-62797
Release Number:34-62713 SEC Issue Date:Aug 12, 2010 File Number:SR-BATS-2010-021 SRO Organization:BATS Exchange (BATS) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 23.1, Entitled "Exercise of Options Contracts"
See Also - Exhibit 5
Displaying 421 - 430 of 496