National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70797 | Nov 1, 2013 | SR-BOX-2013-43 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Permit Complex Orders To Participate in Price Improvement Periods View Received Comments See Also - Rel. No. 34-70427, Rel. No. 34-71148 |
| 34-70735 | Oct 22, 2013 | SR-BOX-2013-49 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Include the Series 56 Examination Fee Information See Also - Exhibit 5 |
| 34-70726 | Oct 21, 2013 | SR-BOX-2013-50 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rules 4020 (Opening of Accounts), 4050 (Discretionary Accounts), and 4060 (Confirmation to Public Customers) To Conform to the Corresponding Rules of FINRA |
| 34-70668 | Oct 11, 2013 | SR-BOX-2013-48 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to Rule 5050 and Rule 6090 See Also - Exhibit 5 |
| 34-70671 | Oct 11, 2013 | SR-BOX-2013-46 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 3130 (Exemptions From Position Limits) See Also - Exhibit 5 |
| 34-70672 | Oct 11, 2013 | SR-BOX-2013-47 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 8040 See Also - Exhibit 5 |
| 34-70488 | Sep 24, 2013 | SR-BOX-2013-45 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Order To Implement the Upcoming Change to Friday Expiration Processing and Eventual Transition to Friday Expiration for All Monthly Expiration Contracts See Also - Exhibit 5 |
| 34-70427 | Sep 17, 2013 | SR-BOX-2013-43 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Permit Complex Orders To Participate in Price Improvement Periods View Received Comments See Also - Exhibit 5, Rel. No. 34-70797, Rel. No. 34-70797, Rel. No. 34-71148 |
| 34-70395 | Sep 16, 2013 | SR-BOX-2013-38 | BOX Exchange LLC (BOX) | Order Filter See Also - Rel. No. 34-70063 |
| 34-70369 | Sep 11, 2013 | SR-BOX-2013-44 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Make Permanent the Pilot Program of Liquidity Fees and Credits for Certain Transactions in the BOX Price Improvement Period See Also - Exhibit 3, Exhibit 5 |