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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-70797 Nov 1, 2013 SR-BOX-2013-43 BOX Exchange LLC (BOX) Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Permit Complex Orders To Participate in Price Improvement Periods
View Received Comments
See Also - Rel. No. 34-70427, Rel. No. 34-71148
34-70735 Oct 22, 2013 SR-BOX-2013-49 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Include the Series 56 Examination Fee Information
See Also - Exhibit 5
34-70726 Oct 21, 2013 SR-BOX-2013-50 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rules 4020 (Opening of Accounts), 4050 (Discretionary Accounts), and 4060 (Confirmation to Public Customers) To Conform to the Corresponding Rules of FINRA
34-70668 Oct 11, 2013 SR-BOX-2013-48 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to Rule 5050 and Rule 6090
See Also - Exhibit 5
34-70671 Oct 11, 2013 SR-BOX-2013-46 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 3130 (Exemptions From Position Limits)
See Also - Exhibit 5
34-70672 Oct 11, 2013 SR-BOX-2013-47 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 8040
See Also - Exhibit 5
34-70488 Sep 24, 2013 SR-BOX-2013-45 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Order To Implement the Upcoming Change to Friday Expiration Processing and Eventual Transition to Friday Expiration for All Monthly Expiration Contracts
See Also - Exhibit 5
34-70427 Sep 17, 2013 SR-BOX-2013-43 BOX Exchange LLC (BOX) Notice of Filing of Proposed Rule Change To Permit Complex Orders To Participate in Price Improvement Periods
View Received Comments
See Also - Exhibit 5, Rel. No. 34-70797, Rel. No. 34-70797, Rel. No. 34-71148
34-70395 Sep 16, 2013 SR-BOX-2013-38 BOX Exchange LLC (BOX) Order Filter
See Also - Rel. No. 34-70063
34-70369 Sep 11, 2013 SR-BOX-2013-44 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Make Permanent the Pilot Program of Liquidity Fees and Credits for Certain Transactions in the BOX Price Improvement Period
See Also - Exhibit 3, Exhibit 5