National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-63385 | SEC Issue Date:Nov 29, 2010 | File Number:SR-BATS-2010-035 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program |
| Release Number:34-63359 | SEC Issue Date:Nov 22, 2010 | File Number:SR-BATS-2010-033 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Modify the Minor Rule Violation Plan for BATS Options See Also - Exhibit 5 |
| Release Number:34-63322 | SEC Issue Date:Nov 16, 2010 | File Number:SR-BATS-2010-032 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a $0.50 Strike Program See Also - Exhibit 5 |
| Release Number:34-63300 | SEC Issue Date:Nov 10, 2010 | File Number:SR-BATS-2010-031 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-63255 | SEC Issue Date:Nov 5, 2010 | File Number:SR-NYSEArca-2010-83, SR-NYSEAmex-2010-96, SR-NYSE-2010-69, SR-NSX-2010-12, SR-NASDAQ-2010-115, SR-FINRA-2010-049, SR-CHX-2010-22, SR-CBOE-2010-087, SR-BX-2010-66, SR-BATS-2010-025 | SRO Organization:NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) |
Details: Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, To Enhance the Quotation Standards for Market Makers See Also - Rel. No. 34-62945, Rel. No. 34-62946, Rel. No. 34-62947, Rel. No. 34-62948, Rel. No. 34-62949, Rel. No. 34-62950, Rel. No. 34-62951, Rel. No. 34-62952, Rel. No. 34-62953, Rel. No. 34-62954 |
| Release Number:34-63147 | SEC Issue Date:Oct 21, 2010 | File Number:SR-BATS-2010-029 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 11.13, Entitled "Order Execution" See Also - Exhibit 5 |
| Release Number:34-63146 | SEC Issue Date:Oct 21, 2010 | File Number:SR-BATS-2010-030 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-63122 | SEC Issue Date:Oct 18, 2010 | File Number:SR-BATS-2010-028 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposal To Make Clean Up Changes by Amending Certain Rules |
| Release Number:34-63090 | SEC Issue Date:Oct 13, 2010 | File Number:SR-BATS-2010-027 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 21.9, Entitled "Order Routing" See Also - Exhibit 5 |
| Release Number:34-63085 | SEC Issue Date:Oct 13, 2010 | File Number:SR-BATS-2010-026 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |