National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-83061 | SEC Issue Date:Apr 18, 2018 | File Number:SR-NYSEAMER-2018-05 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish an Electronic Price Improvement Auction for Complex Orders |
| Release Number:34-82992 | SEC Issue Date:Apr 4, 2018 | File Number:SR-NYSEAMER-2018-11 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE Amex Options Fee Schedule With Respect to the Options Regulatory Fee See Also - Exhibit 5 |
| Release Number:34-82923 | SEC Issue Date:Mar 22, 2018 | File Number:SR-NYSEAMER-2018-10 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change Amending Certain Governing Documents of the Exchange and NYSE Market, Inc. To Make a Technical Change Updating the Entities' Registered Offices and Registered Agents and Update the Date as Required See Also - Exhibit 5 |
| Release Number:34-82864 | SEC Issue Date:Mar 13, 2018 | File Number:SR-NYSEAMER-2018-07 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice to the Exchange of Announcements of Dividends or Stock Distributions at Least Ten Minutes in Advance of Public Release See Also - Exhibit 5 |
| Release Number:34-82858 | SEC Issue Date:Mar 12, 2018 | File Number:SR-NYSEAMER-2018-08 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Options Series Program See Also - Exhibit 5 |
| Release Number:34-82852 | SEC Issue Date:Mar 9, 2018 | File Number:SR-NYSEAMER-2018-09 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 915 See Also - Exhibit 5 |
| Release Number:34-82809 | SEC Issue Date:Mar 6, 2018 | File Number:SR-NYSEAMER-2018-06 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| Release Number:34-82802 | SEC Issue Date:Mar 2, 2018 | File Number:SR-NYSEAMER-2018-05 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing of Proposed Rule Change for New Rule 971.2NY for An Electronic Price Improvement Auction for Complex Orders View Received Comments See Also - Exhibit 5 |
| Release Number:34-82737 | SEC Issue Date:Feb 16, 2018 | File Number:SR-NYSEAMER-2018-04 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide See Also - Exhibit 5 |
| Release Number:34-82637 | SEC Issue Date:Feb 6, 2018 | File Number:SR-NYSEAMER-2018-03 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies See Also - Exhibit 5a |