National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-71084 | Dec 16, 2013 | SR-BOX-2013-58 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove References to the Nasdaq 100 Index See Also - Exhibit 5 |
| 34-71056 | Dec 12, 2013 | SR-BOX-2013-56 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-71025 | Dec 6, 2013 | SR-BOX-2013-55 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Permit the Exchange to Exclude from Its Average Daily Volume Calculations Any Trading Day on Which the Exchange Is Closed for Trading Due To an Early Closing Or a Market-Wide Trading Halt See Also - Exhibit 5 |
| 34-70991 | Dec 5, 2013 | SR-BOX-2013-57 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material To Rule 5050 To Eliminate the Cap on the Number of Additional Series That May be Listed Per Expiration Month for Each Quarterly Options Series in Exchange-Traded Fund Options See Also - Exhibit 5 |
| 34-70970 | Dec 3, 2013 | SR-BOX-2013-53 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF See Also - Exhibit 5 |
| 34-70858 | Nov 13, 2013 | SR-BOX-2013-52 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Fee Schedule To Specify the Frequency With Which the Exchange May Change the Options Regulatory Fee See Also - Exhibit 5 |
| 34-70805 | Nov 5, 2013 | SR-BOX-2013-51 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on BOX View Received Comments See Also - Exhibit 5 |
| 34-70797 | Nov 1, 2013 | SR-BOX-2013-43 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Permit Complex Orders To Participate in Price Improvement Periods View Received Comments See Also - Rel. No. 34-70427, Rel. No. 34-71148 |
| 34-70735 | Oct 22, 2013 | SR-BOX-2013-49 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Include the Series 56 Examination Fee Information See Also - Exhibit 5 |
| 34-70726 | Oct 21, 2013 | SR-BOX-2013-50 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rules 4020 (Opening of Accounts), 4050 (Discretionary Accounts), and 4060 (Confirmation to Public Customers) To Conform to the Corresponding Rules of FINRA |