National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70890 | Nov 15, 2013 | SR-NSX-2013-21 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| 34-70881 | Nov 14, 2013 | SR-NSX-2013-20 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 Regarding the Entry and Execution of Zero Display Reserve Orders Marked "Sell Short" |
| 34-70589 | Oct 1, 2013 | SR-NSX-2013-19 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend Pilot Program Regarding Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-70525 | Sep 26, 2013 | SR-NSX-2013-18 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule See Also - Exhibit 5 |
| 34-69941 | Jul 8, 2013 | SR-NSX-2013-14 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule |
| 34-69874 | Jun 27, 2013 | SR-NSX-2013-13 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 to Automatically Prevent Entry of Zero Display Reserve Orders Marked "Sell Short" |
| 34-69519 | May 6, 2013 | SR-NSX-2013-02 | National Stock Exchange (NSX) | Order and Add New Definitions Regarding Automatic Execution Mode and Automatic Execution Orders View Received Comments See Also - Rel. No. 34-69183, Rel. No. 34-68807 |
| 34-69296 | Apr 4, 2013 | SR-NSX-2013-12 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rule 11.24, Limit Up/Limit Down See Also - Exhibit 5 |
| 34-69212 | Mar 22, 2013 | SR-NSX-2013-10 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide the Ability To Prevent Zero Display Reserve Orders From Executing in a Locked Market See Also - Exhibit 5 |
| 34-69213 | Mar 22, 2013 | SR-NSX-2013-11 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |