National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96821 | Feb 7, 2023 | SR-NYSENAT-2022-26 | NYSE National, Inc. (NYSENAT) | Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls |
| 34-96735 | Jan 23, 2023 | SR-NYSENAT-2023-04 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: February 17, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2023-04
|
| 34-96693 | Jan 18, 2023 | SR-NYSENAT-2023-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: February 14, 2023 |
| 34-96696 | Jan 18, 2023 | SR-NYSENAT-2023-02 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: February 14, 2023 See Also - Exhibit 5 |
| 34-96681 | Jan 17, 2023 | SR-NYSENAT-2023-01 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates Comments Due: February 13, 2023 See Also - Exhibit 5 |
| 34-96487 | Dec 13, 2022 | SR-NYSENAT-2022-26 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Comments Due: January 9, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2022-26 |
| 34-96336 | Nov 17, 2022 | SR-NYSENAT-2022-25 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Revisions to the Preamble to Rule 10.9217 and Add Rule 2.1210 to the List of Minor Rule Violations in Rule 10.9217(f) Comments Due: December 14, 2022 See Also - Exhibit 5 |
| 34-96262 | Nov 8, 2022 | SR-NYSENAT-2022-24 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: December 6, 2022 |
| 34-96149 | Oct 25, 2022 | SR-NYSENAT-2022-23 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Commentary .01 of NYSE National Rule 2.1210 Comments Due: November 1, 2022 |
| 34-95972 | Oct 4, 2022 | SR-NYSENAT-2022-22 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: November 1, 2022 See Also - Exhibit 5 |