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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-80577 May 2, 2017 SR-NYSEMKT-2017-04 NYSE MKT (NYSEMKT) Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform
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See Also - Rel. No. 34-79982, Rel. No. 34-80336
34-80550 Apr 28, 2017 SR-NYSEMKT-2016-99 NYSE MKT (NYSEMKT) Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading
See Also - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchan, Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Secu, Notice of Filing of Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Security the DMM has a Long (Short) Position Durin
34-80500 Apr 21, 2017 SR-NYSEMKT-2016-103 NYSE MKT (NYSEMKT) Notice of Filing of Amendment No. 1 to a Proposed Rule Change Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform
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See Also - Exhibit 4, Exhibit 5, Rel. No. 34-80746, Rel. No. 34-80097, Rel. No. 34-79738, Rel. No. 34-79400
34-80494 Apr 20, 2017 SR-NYSEMKT-2017-21 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 994NY, Broadcast Order Liquidity Delivery Mechanism
See Also - Exhibit 5
34-80497 Apr 20, 2017 SR-NYSEMKT-2017-22 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY
See Also - Exhibit 5
34-80433 Apr 11, 2017 SR-NYSEMKT-2017-19 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain of the Initial and Annual Listing Fee Provisions Included in the NYSE MKT Company Guide
See Also - Exhibit 5
34-80419 Apr 10, 2017 SR-NYSEMKT-2017-17 NYSE MKT (NYSEMKT) Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
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See Also - Exhibit 5a, Exhibit 5b, Rel. No. 34-80752
34-80397 Apr 7, 2017 SR-NYSEMKT-2017-18 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Change Amending Its Price List
See Also - Exhibit 5
34-80375 Apr 4, 2017 SR-NYSEMKT-2017-16 NYSE MKT (NYSEMKT) Notice of Filing of Proposed Rule Change Amending Rule 36-Equities To Permit Exchange Floor Brokers To Use Non-Exchange Provided Telephones on the Floor
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See Also - Exhibit 5, Exhibit 5a, Rel. No. 34-80753
34-80330 Mar 29, 2017 SR-NYSEMKT-2017-08 NYSE MKT (NYSEMKT) Order Approving Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation
See Also - Rel. No. 34-80073