National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80208 | Mar 10, 2017 | SR-BatsEDGX-2017-13 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.22 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-80204 | Mar 10, 2017 | SR-BatsEDGX-2017-14 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform See Also - Exhibit 5 |
| 34-80186 | Mar 9, 2017 | SR-BatsEDGX-2017-12 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-80034 | Feb 14, 2017 | SR-BatsEDGX-2017-09 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Use of the Exchange's Equities Platform See Also - Exhibit 5 |
| 34-80025 | Feb 13, 2017 | SR-BatsEDGX-2017-04 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Option Regulatory Fees as They Relate to the Equity Options Platform See Also - Exhibit 5 |
| 34-79957 | Feb 3, 2017 | SR-BatsEDGX-2017-07 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of Logical Port Known as a Purge Port See Also - Exhibit 5A, Exhibit 5B |
| 34-79949 | Feb 2, 2017 | SR-BatsEDGX-2017-08 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5, Rel. No. 34-80256 |
| 34-79942 | Feb 2, 2017 | SR-BatsEDGX-2017-11 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Functionality Offered by the Exchange's Options Platform To Adopt Qualified Contingent Cross Orders See Also - Exhibit 5 |
| 34-79860 | Jan 23, 2017 | SR-BatsEDGX-2016-33 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Withdrawal of a Proposed Rule Change To Adopt an Options Regulatory Fee See Also - Rel. No. 34-78850, Rel. No. 34-78452 |
| 34-79838 | Jan 18, 2017 | SR-BatsEDGX-2017-05 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to EDGX Rule 21.19, Bats Auction Mechanism, as it Applies to the Equity Options Platform |