National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-99677 | Mar 5, 2024 | SR-NYSE-2024-10 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Comments Due: April 1, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2024-10
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34-99663 | Mar 4, 2024 | SR-NYSE-2024-11 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 Comments Due: March 29, 2024 See Also - Exhibit 5 |
34-99603 | Feb 26, 2024 | SR-NYSE-2024-09 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(a)(2)(B) Comments Due: March 22, 2024 See Also - Exhibit 5 |
34-99592 | Feb 23, 2024 | SR-NYSE-2024-07 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: March 21, 2024 See Also - Exhibit 5 |
34-99591 | Feb 23, 2024 | SR-NYSE-2024-08 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Content of the NYSE Best Quote & Trades Data Feed Comments Due: March 21, 2024 |
34-99533 | Feb 14, 2024 | SR-NYSE-2024-06 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Current Rule 7.39 Comments Due: March 13, 2024 See Also - Exhibit 5 |
34-99520 | Feb 12, 2024 | SR-NYSE-2024-05 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: March 8, 2024 See Also - Exhibit 5 |
34-99511 | Feb 9, 2024 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Enhancements to its DMM Program Comments Due: March 7, 2024. Rebuttal comments: March 21, 2024 View Received Comments Submit a Comment on Submit Comment on SR-NYSE-2023-36 |
34-99406 | Jan 22, 2024 | SR-NYSE-2024-04 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: February 16, 2024 See Also - Exhibit 5 |
34-99380 | Jan 17, 2024 | SR-NYSE-2024-03 | New York Stock Exchange LLC (NYSE) | Notice of Filing of a Proposed Rule Change to Amend the NYSE Price List to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituti Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |