National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
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Release Number:34-99269 | SEC Issue Date:Jan 3, 2024 | File Number:SR-NASDAQ-2023-056 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7 Sections 114 and 118 Comments Due: January 30, 2024 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2023-056
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Release Number:34-99200 | SEC Issue Date:Dec 18, 2023 | File Number:SR-NASDAQ-2023-035 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units) |
Release Number:34-99187 | SEC Issue Date:Dec 15, 2023 | File Number:SR- NASDAQ-2023-054 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: January 11, 2024 See Also - Exhibit 5 |
Release Number:34-99176 | SEC Issue Date:Dec 14, 2023 | File Number:SR-NASDAQ-2023-053 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 114(f) Comments Due: January 10, 2024 See Also - Exhibit 5 |
Release Number:34-99163 | SEC Issue Date:Dec 13, 2023 | File Number:SR-NASDAQ-2023-055 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Commodity-Based Trust Shares in Nasdaq Rule 5711(d)(iv)(A) and to Correct a Typographical Error in Nasdaq Rule 5711(d)(iv)(B) Comments Due: January 9, 2024 See Also - Exhibit 5 |
Release Number:34-99126 | SEC Issue Date:Dec 8, 2023 | File Number:SR-NASDAQ-2023-052 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 4, 2024 See Also - Exhibit 5 |
Release Number:34-99102 | SEC Issue Date:Dec 7, 2023 | File Number:SR-NASDAQ-2023-051 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 4A to Adopt Monthly Options Series Comments Due: January 3, 2024 See Also - Exhibit 5 |
Release Number: 34-99081 | SEC Issue Date:Dec 5, 2023 | File Number:SR-NASDAQ-2023-045 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: January 2, 2024 View Received Comments |
Release Number:34-99044 | SEC Issue Date:Nov 30, 2023 | File Number:SR-NASDAQ-2023-049 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New LSTY Routing Option Under Rule 4758 Comments Due: December 27, 2024 See Also - Exhibit 5 |
Release Number:34-99042 | SEC Issue Date:Nov 30, 2023 | File Number:SR-NASDAQ-2023-048 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies Comments Due: December 27, 2023 See Also - Exhibit 5 |