National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98377 | Sep 13, 2023 | SR-Phlx-2023-43 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B Comments Due: October 10, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-43
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| 34-98320 | Sep 7, 2023 | SR-PHLX-2023-41 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PIXL Comments Due: October 4, 2023 See Also - Exhibit 5 |
| 34-98280 | Sep 1, 2023 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra Midpoint Only" and "Contra Midpoint Only with Post-Only" Order Types and to Make Other Corresponding Changes to the Rulebook Comments Due: September 29, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98232 | Aug 28, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots |
| 34-98228 | Aug 28, 2023 | SR-Phlx-2023-38 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 8 Rules Comments Due: days after publication in the Federal Register. Comments Due: September 22, 2023 See Also - Exhibit 5 |
| 34-98185 | Aug 21, 2023 | SR-Phlx-2023-37 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: September 15, 2023 See Also - Exhibit 5 |
| 34-98142 | Aug 16, 2023 | SR-Phlx-2023-34 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's All-or-None Order Comments Due: September 12, 2023 See Also - Exhibit 5 |
| 34-98130 | Aug 14, 2023 | SR-Phlx-2023-36 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Rebates Comments Due: September 8, 2023 See Also - Exhibit 5 |
| 34-98084 | Aug 8, 2023 | SR-PHLX-2023-31 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders’ Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| 34-97947 | Jul 19, 2023 | SR-Phlx-2023-30 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: August 15, 2023 View Received Comments See Also - Exhibit 5 |