National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98233 | Aug 28, 2023 | SR-ISE-2023-08 | Nasdaq ISE, LLC (ISE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| 34-98182 | Aug 21, 2023 | SR-ISE-2023-18 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Simple Order Risk Protections) to Adopt an Active Quote Protection Comments Due: September 15, 2023 See Also - Exhibit 5 Submit a Comment on SR-ISE-2023-18
|
| 34-98096 | Aug 9, 2023 | SR-ISE-2023-16 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Accelerate the Listing of Options on Certain IPOs Comments Due: September 5, 2023 See Also - Exhibit 5 |
| 34-98091 | Aug 8, 2023 | SR-ISE-2023-15 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| 34-98066 | Aug 7, 2023 | SR-ISE-2023-13 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules Related to Complex Orders with Respect to a System Migration Comments Due: September 1, 2023 See Also - Exhibit 5 |
| 34-98057 | Aug 4, 2023 | SR-ISE-2023-14 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce ISE’s Options Regulatory Fee Comments Due: August 31, 2023 See Also - Exhibit 5 |
| 34-98040 | Aug 2, 2023 | SR-ISE-2023-11 | Nasdaq ISE, LLC (ISE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5 View Received Comments |
| 34-97736 | Jun 15, 2023 | SR-ISE-2023-12 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 3 and 6 Comments Due: July 13, 2023 See Also - Exhibit 5 |
| 34-97719 | Jun 13, 2023 | SR-ISE-2023-11 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5 Comments Due: July 11, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97626 | May 31, 2023 | SR-ISE-2023-08 | Nasdaq ISE, LLC (ISE) | Notice Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots Comments Due: July 11, 2023 |