National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-96968 | SEC Issue Date:Feb 23, 2023 | File Number:SR-BX-2023-005 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2, BX Options Market-Fees and Rebates Comments Due: March 22, 2023 See Also - Exhibit 5 Submit a Comment on SR-BX-2023-005
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| Release Number:34-96486 | SEC Issue Date:Dec 13, 2022 | File Number:SR-BX-2022-025 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address an Erroneous Reference in Equity 4, Rule 4780(e) Comments Due: January 9, 2023 See Also - Exhibit 5 |
| Release Number:34-96422 | SEC Issue Date:Dec 1, 2022 | File Number:SR-BX-2022-024 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: December 28, 2022 See Also - Exhibit 5 |
| Release Number:34-96396 | SEC Issue Date:Nov 28, 2022 | File Number:SR-BX-2022-023 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 23, 2022 See Also - Exhibit 5 |
| Release Number:34-96330 | SEC Issue Date:Nov 16, 2022 | File Number:SR-BX-2022-022 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule BX Equity 6, Section 5 To Provide Participants With Additional Optional Settings Comments Due: December 13, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-96212 | SEC Issue Date:Nov 2, 2022 | File Number:SR-BX-2022-021 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 130 Comments Due: November 29, 2022 See Also - Exhibit 5 |
| Release Number:34-96156 | SEC Issue Date:Oct 25, 2022 | File Number:SR-BX-2022-020 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 To Enhance the Anti-Internalization Functionality Available on the Exchange Comments Due: November 21, 2022 See Also - Exhibit 5 |
| Release Number:34-96125 | SEC Issue Date:Oct 21, 2022 | File Number:SR-BX-2022-019 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e) Comments Due: November 17, 2022 See Also - Exhibit 5 |
| Release Number:34-95896 | SEC Issue Date:Sep 23, 2022 | File Number:SR-BX-2022-017 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95721 | SEC Issue Date:Sep 9, 2022 | File Number:SR-BX-2022-016 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |