National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-97078 | Mar 8, 2023 | SR-EMERALD-2023-04 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2023-04
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34-97079 | Mar 8, 2023 | SR-EMERALD-2023-05 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
34-97023 | Mar 2, 2023 | SR-EMERALD-2023-06 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96762 | Jan 27, 2023 | SR-EMERALD-2023-02 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 531, Reports, Market Data Products and Services, To Provide for the New "Liquidity Taker Event Report-Resting Simple Orders" Comments Due: February 23, 2023 See Also - Exhibit 5 |
34-96628 | Jan 10, 2023 | SR-EMERALD-2023-01 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: February 7, 2023 View Received Comments See Also - Exhibit 5 |
34-96625 | Jan 10, 2023 | SR-EMERALD-2022-37 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: February 7, 2023 View Received Comments See Also - Exhibit 5 |
34-96548 | Dec 20, 2022 | SR-EMERALD-2022-35 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest Comments Due: January 17, 2023 See Also - Exhibit 5 |
34-96521 | Dec 16, 2022 | SR-EMERALD-2022-36 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees Comments Due: January 12, 2023 See Also - Exhibit 5 |
34-96378 | Nov 22, 2022 | SR-EMERALD-2022-31 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: December 20, 2022 See Also - Exhibit 5 |
34-96376 | Nov 22, 2022 | SR-EMERALD-2022-30 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: December 20, 2022 See Also - Exhibit 5 |