National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94609 | Apr 5, 2022 | SR-IEX-2021-14 | Investors Exchange LLC (IEX) | Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: December 8, 2021 View Received Comments Submit a Comment on SR-IEX-2021-14
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| 34-94448 | Mar 17, 2022 | SR-IEX-2022-01 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market Wide Circuit Breaker to April 18, 2022 Comments Due: April 13, 2022 See Also - Exhibit 5 |
| 34-93883 | Dec 30, 2021 | SR-IEX-2021-14 | Investors Exchange LLC (IEX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: January 19, 2022 Rebuttal comments due: February 9, 2022 View Received Comments |
| 34-93841 | Dec 21, 2021 | SR-IEX-2021-18 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the FINRA Registration Fees on the Fee Schedule Comments Due: January 18, 2022 See Also - Exhibit 5 |
| 34-93800 | Dec 16, 2021 | SR-IEX-2021-17 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reintroduce a Market Maker Peg Order Type Comments Due: January 12, 2022 See Also - Exhibit 5 |
| 34-93627 | Nov 19, 2021 | SR-IEX-2021-16 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of a Retail Order for the Retail Price Improvement Program Comments Due: December 17, 2021 See Also - Exhibit 5 |
| 34-93560 | Nov 12, 2021 | SR-IEX-2021-15 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: December 9, 2021 See Also - Exhibit 5 |
| 34-93557 | Nov 10, 2021 | SR-IEX-2021-14 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: December 8, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93505 | Nov 2, 2021 | SR-IEX-2021-13 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.330 To Retire the IEX Data Platform Data Product Comments Due: November 29, 2021 See Also - Exhibit 5 |
| 34-93323 | Oct 14, 2021 | SR-IEX-2021-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 2022 Comments Due: November 10, 2021 See Also - Exhibit 5 |