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National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-98660 Sep 29, 2023 SR-CBOE-2023-058 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a Temporary Options Regulatory Fee
Comments Due: October 25, 2023
See Also - Exhibit 5
34-98596 Sep 28, 2023 SR-CBOE-2023-038 Cboe Exchange, Inc. (CBOE) Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee
Comments Due: October 25, 2023.  Rebuttal Comments should be submitted by November 8, 2023.
34-98593 Sep 28, 2023 SR-CBOE-2023-049 Cboe Exchange, Inc. (CBOE) Notice of Filing of a Proposed Rule Change to Amend its Rules to Adopt Monthly Options Series
Comments Due: October 25, 2023
See Also - Exhibit 5
34-98601 Sep 28, 2023 SR-CBOE-2023-056 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: October 25, 2023
See Also - Exhibit 5
34-98637 Sep 28, 2023 SR-CBOE-2023-057 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments Due: October 25, 2023
34-98621 Sep 28, 2023 SR-CBOE-2023-054 Cboe Exchange, Inc. (CBOE) Notice of Filing of a Proposed Rule Change to Amend Rule 4.13
Comments Due: October 25, 2023
34-98571 Sep 27, 2023 SR-CBOE-2023-055 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments Due: October 24, 2023
See Also - Exhibit 5
34-98557 Sep 27, 2023 SR-CBOE-2023-018 Cboe Exchange, Inc. (CBOE) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Settlem
34-98511 Sep 25, 2023 SR-CBOE-2023-053 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Automated Price Improvement Auction Rules
Comments Due: October 20, 2023
See Also - Exhibit 5
34-98509 Sep 25, 2023 SR-CBOE-2023-052 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Related to Stock-Option Orders
Comments Due: October 20, 2023
See Also - Exhibit 5