National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99833 | Mar 21, 2024 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: April 17, 2024. Rebuttal comments should be submitted by May 1, 2024. View Received Comments Submit a Comment on SR-CboeBZX-2023-101
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| 34-99815 | Mar 21, 2024 | SR-CboeBZX-2024-007 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs |
| 34-99782 | Mar 20, 2024 | SR-CboeBZX-2023-069 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No.1 to, and Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF under BZX Rule 14.11(e Comments Due: April 16, 2024 Submit a Comment on Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| 34-99739 | Mar 14, 2024 | SR-CboeBZX-2024-021 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: April 10, 2024 See Also - Exhibit 5 |
| 34-99724 | Mar 12, 2024 | SR-CboeBZX-2024-022 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Creation Basket Size of the VanEck Bitcoin Trust Comments Due: April 8, 2024 |
| 34-99723 | Mar 12, 2024 | SR-CboeBZX-2024-020 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Add Volume Tiers Comments Due: April 8, 2024 See Also - Exhibit 5 |
| 34-99698 | Mar 8, 2024 | SR-CboeBZX-2024-006 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 |
| 34-99692 | Mar 7, 2024 | SR-CboeBZX-2024-019 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Company Listing Fees as Provided Under Exchange Rule 14.13 Comments Due: April 3, 2024 See Also - Exhibit 5 |
| 34-99686 | Mar 7, 2024 | SR-CboeBZX-2024-018 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: April 3, 2024 View Received Comments |
| 34-99667 | Mar 4, 2024 | SR-CboeBZX-2023-095 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: March 29, 2024. Rebuttal comments should be submitted by April 12, 2024. |