National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-60001 | SEC Issue Date:May 29, 2009 | File Number:SR-NYSEAmex-2009-21 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123E To Be More Consistent With the Exchange's Current Designated Market Maker System |
| Release Number:34-59997 | SEC Issue Date:May 28, 2009 | File Number:SR-NYSEAmex-2009-20, SR-NYSE-2009-50 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Comparison of Executed Transactions |
| Release Number:34-59956 | SEC Issue Date:May 21, 2009 | File Number:SR-NYSEAmex-2009-15 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Exposure Requirements To Reduce the Exposure Periods From Three Seconds to One Second See Also - Rel. No. 34-59825 |
| Release Number:34-59939 | SEC Issue Date:May 19, 2009 | File Number:SR-NYSEAmex-2009-17 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising Rules Governing the Use of Telephones on the Options Trading Floor |
| Release Number:34-59883 | SEC Issue Date:May 7, 2009 | File Number:SR-NYSEAmex-2009-16 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making Certain Amendments to Its Price List |
| Release Number:34-59834 | SEC Issue Date:Apr 28, 2009 | File Number:SR-NYSEAmex-2009-14 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 1000, 60 and 123C To Be More Consistent With the Trading Characteristics of Securities Traded on NYSE Amex |
| Release Number:34-59825 | SEC Issue Date:Apr 27, 2009 | File Number:SR-NYSEAmex-2009-15 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 935NY-Order Exposure Requirements See Also - Rel. No. 34-59956 |
| Release Number:34-59816 | SEC Issue Date:Apr 23, 2009 | File Number:SR-NYSEAmex-2009-13 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 15 and 123C Regarding the Operation of Its NYSE Amex Order Imbalance Information Service To Modify the Reference Price at Which the Exchange Reports the Order Imbalance Information and Clarify What Information Is Included and Excluded From the Order Imbalance Information Reports |
| Release Number:34-59799 | SEC Issue Date:Apr 20, 2009 | File Number:SR-NYSEAmex-2009-07 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 13, 902, 903, 904, 905 and 906 To Eliminate Certain Order Types From the Off-Hours Trading Facility |
| Release Number:34-59778 | SEC Issue Date:Apr 16, 2009 | File Number:SR-NYSEAmex-2009-12 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market |