National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64445 | May 9, 2011 | SR-BATS-2011-017 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add BATS Rule 11.22, Entitled "Data Products" See Also - Exhibit 5 |
| 34-64435 | May 6, 2011 | SR-BATS-2011-016 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To Extend a Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility See Also - Exhibit 5, Rel. No. 34-64735 |
| 34-64376 | May 2, 2011 | SR-BATS-2011-013 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Trading Hours of BATS Options for Certain Products |
| 34-64235 | Apr 7, 2011 | SR-BATS-2011-010 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Pilot Program Related to Clearly Erroneous Execution Reviews |
| 34-64207 | Apr 6, 2011 | SR-BATS-2011-011 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility |
| 34-64211 | Apr 6, 2011 | SR-BATS-2011-012 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. |
| 34-64132 | Mar 28, 2011 | SR-BATS-2011-009 | BATS Exchange (BATS) | Notice of Proposed Rule Change, as Modified by Amendment No. 1, To Create a Directed Order Program on a 6-Month Pilot Basis View Received Comments See Also - Exhibit 5, Rel. No. 34-64781 |
| 34-64033 | Mar 4, 2011 | SR-BATS-2011-008 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. |
| 34-63969 | Feb 25, 2011 | SR-BATS-2011-007 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Adopt BATS Rule 11.21, entitled "Input of Accurate Information" See Also - Exhibit 5 |
| 34-63948 | Feb 23, 2011 | SR-BATS-2011-002 | BATS Exchange (BATS) | Order Granting Accelerated Approval of a Proposed Rule Change To Amend BATS Rules in Connection With the Implementation of Amendments to Regulation SHO See Also - Rel. No. 34-63766 |