National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-72848 | Aug 14, 2014 | SR-BOX-2014-16 | BOX Exchange LLC (BOX) | Order Granting Approval of a Proposed Rule Change To Adopt New Trade Allocation Algorithms for Matching Trades at the Conclusion of the PIP and the COPIP See Also - Rel. No. 34-72477 |
| 34-72545 | Jul 7, 2014 | SR-BOX-2014-19 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period "COPIP") See Also - Exhibit 5 |
| 34-72483 | Jun 26, 2014 | SR-BOX-2014-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to Rule 5050 (Series of Options Contracts Open for Trading) and Rule 6090 (Terms of Index Options Contracts) To Introduce Finer Strike Price Intervals for Standard Expiration Contracts in Option Classes That Also Have Short Term Options Listed on Them |
| 34-72477 | Jun 26, 2014 | SR-BOX-2014-16 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt New Trade Allocation Algorithms for Matching Trades at the Conclusion of the PIP and COPIP See Also - Exhibit 5, Rel. No. 34-72848 |
| 34-72348 | Jun 9, 2014 | SR-BOX-2014-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-71953 | Apr 16, 2014 | SR-BOX-2014-14 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7130 (Execution and Price/Time Priority) To Include Public Customer Bid/Ask Volume Information in BOX's Proprietary High Speed Vendor Feed ("HSVF") |
| 34-71873 | Apr 4, 2014 | SR-BOX-2014-13 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to BOX Rule 5050 To Replace the Reference To "GOOG" With "GOOGL" See Also - Exhibit 5 |
| 34-71855 | Apr 3, 2014 | SR-BOX-2014-12 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange See Also - Exhibit 5 |
| 34-71701 | Mar 12, 2014 | SR-BOX-2014-11 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility See Also - Exhibit 5 |
| 34-71650 | Mar 5, 2014 | SR-BOX-2014-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Clerical and Non-Controversial Rule Changes See Also - Exhibit 5 |