National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64914 | Jul 19, 2011 | SR-BATS-2011-022 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Expand the Short Term Option Program |
| 34-64910 | Jul 18, 2011 | SR-BATS-2011-021 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Consistent With the Upcoming Implementation of the Market Access Rule |
| 34-64889 | Jul 14, 2011 | SR-BATS-2011-018 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange See Also - Rel. No. 34-65225, Rel. No. 34-64546 |
| 34-64847 | Jul 8, 2011 | SR-BATS-2011-019 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-64835 | Jul 7, 2011 | SR-BATS-2011-020 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Extend the Availability of a Data Feed |
| 34-64781 | Jun 30, 2011 | SR-BATS-2011-009 | BATS Exchange (BATS) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Create, on a Six-Month Pilot Basis, a Directed Order Program View Received Comments See Also - Withdrawal of Petition for Review, Petition for Review, Rel. No. 34-64132 |
| 34-64754 | Jun 27, 2011 | SR-BATS-2011-015 | BATS Exchange (BATS) | Order Execution" See Also - Rel. No. 34-64546 |
| 34-64735 | Jun 23, 2011 | SR-Phlx-2011-64, SR-NYSEArca-2011-26, SR-NYSEAmex-2011-32, SR-NYSE-2011-21, SR-NSX-2011-06, SR-NASDAQ-2011-067, SR-ISE-2011-028, SR-FINRA-2011-023, SR-EDGX-2011-14, SR-EDGA-2011-15, SR-CHX-2011-09, SR-CBOE-2011-049, SR-BYX-2011-011, SR-BX-2011-025, SR-BATS-2011-016 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to All NMS Stocks See Also - Rel. No. 34-64419, Rel. No. 34-64420, Rel. No. 34-64421, Rel. No. 34-64422, Rel. No. 34-64423, Rel. No. 34-64424, Rel. No. 34-64425, Rel. No. 34-64426, Rel. No. 34-64427, Rel. No. 34-64428, Rel. No. 34-64431, Rel. No. 34-64432, Rel. No. 34-64433, Rel. No. 34-64434, Rel. No. 34-64435 |
| 34-64546 | May 25, 2011 | SR-BATS-2011-018 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange See Also - Rel. No. 34-65225, Rel. No. 34-64889 |
| 34-64475 | May 12, 2011 | SR-BATS-2011-015 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 11.9, Entitled "Orders and Modifiers" and BATS Rule 11.13, Entitled "Order Execution" See Also - Exhibit 5 |