National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85628 | Apr 11, 2019 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 2 to Proposed Rule Change To Allow Flexible Exchange Equity Options To Be Cash Settled Where the Underlying Security Is a Specified Exchange-Traded Fund See Also - Exhibit 5 |
| 34-85584 | Apr 10, 2019 | SR-NYSEAMER-2019-10 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-85564 | Apr 9, 2019 | SR-NYSEAMER-2019-14 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Rule 7.12E, Trading Halts Due to Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-85563 | Apr 9, 2019 | SR-NYSEAMER-2019-11 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E, Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-85553 | Apr 8, 2019 | SR-NYSEAMER-2019-09 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-85531 | Apr 5, 2019 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Allow Flexible Exchange Equity Options To Be Cash Settled Where the Underlying Security Is a Specified Exchange-Traded Fund |
| 34-85497 | Apr 3, 2019 | SR-NYSEAMER-2019-08 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism See Also - Exhibit 5 |
| 34-85451 | Mar 29, 2019 | SR-NYSEAMER-2019-03 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services View Received Comments See Also - Exhibit 5 |
| 34-85429 | Mar 27, 2019 | SR-NYSEAMER-2019-06 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 900.3NY, 925.1NY, and 971.1NY See Also - Exhibit 5 |
| 34-85425 | Mar 26, 2019 | SR-NYSEAMER-2019-07 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis |