National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-75295 | Jun 25, 2015 | SR-BOX-2015-23 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 To Extend, Through June 30, 2016, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments |
| 34-75132 | Jun 9, 2015 | SR-BOX-2015-21 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 5020 See Also - Exhibit 5 |
| 34-75001 | May 20, 2015 | SR-BOX-2015-20 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Authorize the Exchange To Share Any Participant-Designated Risk Settings in the Trading System With the Clearing Participant That Clears Transactions on Behalf of the Participant See Also - Exhibit 5 |
| 34-74957 | May 13, 2015 | SR-BOX-2015-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market, LLC Options Facility See Also - Exhibit 5 |
| 34-74952 | May 13, 2015 | SR-BOX-2015-19 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust the Preferred Market Maker Quoting Obligations See Also - Exhibit 5 |
| 34-74911 | May 8, 2015 | SR-BOX-2015-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace BOX Rule 7170 (Obvious and Catastrophic Errors) With New Rule 7170 (Nullification and Adjustment of Options Transactions Including Obvious Errors) See Also - Exhibit 5 |
| 34-74876 | May 5, 2015 | SR-BOX-2015-06 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change To Establish a Pilot Program, as Modified by Amendment No. 1, To List and Trade Options Settling to the RealVolTM View Received Comments See Also - Rel. No. 34-74178, Rel. No. 34-74526 |
| 34-74576 | Mar 25, 2015 | SR-BOX-2015-16 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Statements Made in SR-BOX-2015-03, a Proposed Rule Change Filed by the Exchange on January 9, 2015 |
| 34-74526 | Mar 18, 2015 | SR-BOX-2015-06 | BOX Exchange LLC (BOX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM View Received Comments See Also - Rel. No. 34-74178, Rel. No. 34-74876 |
| 34-74477 | Mar 11, 2015 | SR-BOX-2015-14 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Transfer of Ownership Interest in the Exchange |