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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-60574 SEC Issue Date:Aug 26, 2009 File Number:SR-NYSEAmex-2009-58 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time That Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction From August 31, 2009 to October 31, 2009
Release Number:34-60561 SEC Issue Date:Aug 24, 2009 File Number:SR-NYSEAmex-2009-56 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Fee for Annual Regulatory Training
Release Number:34-60554 SEC Issue Date:Aug 21, 2009 File Number:SR-NYSEAmex-2009-42 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Electronic Trading of Complex Orders
See Also - Rel. No. 34-60297
Release Number:34-60548 SEC Issue Date:Aug 20, 2009 File Number:SR-NYSEAMEX-2009-44 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending the Permissible Expiration Dates for Flexible Exchange Options
Release Number:34-60535 SEC Issue Date:Aug 19, 2009 File Number:SR-NYSEAmex-2009-55 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending Section 107(H) of the NYSE Amex Company Guide
Release Number:34-60526 SEC Issue Date:Aug 18, 2009 File Number:SR-NYSEAmex-2009-19 SRO Organization:NYSE Amex (NYSEAmex) Details: Order Protection and Locked/Crossed Market Plan
See Also - Rel. No. 34-60015
Release Number:34-60520 SEC Issue Date:Aug 18, 2009 File Number:SR-NYSEAmex-2009-45 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules
See Also - Rel. No. 34-60741
Release Number:34-60511 SEC Issue Date:Aug 17, 2009 File Number:SR-NYSEAMEX-2009-51 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Adopting Rule 406-NYSE Amex Equities as New Rule 3250-NYSE Amex Equities To Conform to a Proposed Rule Change Submitted in a Companion Filing by the New York Stock Exchange LLC
Release Number:34-60458 SEC Issue Date:Aug 7, 2009 File Number:SR-NYSEAMEX-2009-52 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 409A-NYSE Amex Equities and Adopting New Rule 2266-NYSE Amex Equities To Conform to Proposed Rule Changes Submitted in a Companion Filing by the New York Stock Exchange LLC
Release Number:34-60452 SEC Issue Date:Aug 5, 2009 File Number:SR-NYSEAmex-2009-54 SRO Organization:NYSE Amex (NYSEAmex) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Its Schedule of Fees and Charges for Exchange Services
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