National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60574 | Aug 26, 2009 | SR-NYSEAmex-2009-58 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time That Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction From August 31, 2009 to October 31, 2009 |
| 34-60561 | Aug 24, 2009 | SR-NYSEAmex-2009-56 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Fee for Annual Regulatory Training |
| 34-60554 | Aug 21, 2009 | SR-NYSEAmex-2009-42 | NYSE Amex (NYSEAmex) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Electronic Trading of Complex Orders See Also - Rel. No. 34-60297 |
| 34-60548 | Aug 20, 2009 | SR-NYSEAMEX-2009-44 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending the Permissible Expiration Dates for Flexible Exchange Options |
| 34-60535 | Aug 19, 2009 | SR-NYSEAmex-2009-55 | NYSE Amex (NYSEAmex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending Section 107(H) of the NYSE Amex Company Guide |
| 34-60526 | Aug 18, 2009 | SR-NYSEAmex-2009-19 | NYSE Amex (NYSEAmex) | Order Protection and Locked/Crossed Market Plan See Also - Rel. No. 34-60015 |
| 34-60520 | Aug 18, 2009 | SR-NYSEAmex-2009-45 | NYSE Amex (NYSEAmex) | Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules See Also - Rel. No. 34-60741 |
| 34-60511 | Aug 17, 2009 | SR-NYSEAMEX-2009-51 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Adopting Rule 406-NYSE Amex Equities as New Rule 3250-NYSE Amex Equities To Conform to a Proposed Rule Change Submitted in a Companion Filing by the New York Stock Exchange LLC |
| 34-60458 | Aug 7, 2009 | SR-NYSEAMEX-2009-52 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 409A-NYSE Amex Equities and Adopting New Rule 2266-NYSE Amex Equities To Conform to Proposed Rule Changes Submitted in a Companion Filing by the New York Stock Exchange LLC |
| 34-60438 | Aug 5, 2009 | SR-NYSEAmex-2009-53 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Change the Transaction Fee for Market At-the-Close and Limit At-the-Close Orders |