National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-60751 | SEC Issue Date:Sep 30, 2009 | File Number:SR-NYSEAmex-2009-67 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders from Archipelago Securities LLC |
| Release Number:34-60744 | SEC Issue Date:Sep 29, 2009 | File Number:SR-NYSEAmex-2009-62 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY |
| Release Number:34-60739 | SEC Issue Date:Sep 29, 2009 | File Number:SR-NYSEAMEX-2009-63 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change by NYSE Amex LLC Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation See Also - Rel. No. 34-60968 |
| Release Number:34-60741 | SEC Issue Date:Sep 29, 2009 | File Number:SR-NYSEAmex-2009-45 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Approving Proposed Rule Change Amending Rule 476A (Imposition of Fines for Minor Violation(s) of Rules) See Also - Rel. No. 34-60520 |
| Release Number:34-60720 | SEC Issue Date:Sep 25, 2009 | File Number:SR-NYSEAmex-2009-64 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Commentary .06 to Rule 903, Series of Options Open for Trading |
| Release Number:34-60698 | SEC Issue Date:Sep 21, 2009 | File Number:SR-NYSEAmex-2009-61 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Implementing a Fee for Complex Orders to Its Schedule of Fees and Charges for Exchange Services |
| Release Number:34-60692 | SEC Issue Date:Sep 18, 2009 | File Number:SR-NYSEAmex-2009-57 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change by NYSE Amex LLC, as Modified by Amendment No. 1, Amending Rule 36-NYSE Amex Equities To Conform With Proposed Amendments to Corresponding NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas See Also - Rel. No. 34-60984 |
| Release Number:34-60670 | SEC Issue Date:Sep 15, 2009 | File Number:SR-NYSEAmex-2009-46 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 1000 To Allow Exchange Systems To Access CCS Interest To Partially Fill an Incoming Limit Order See Also - Rel. No. 34-60428 |
| Release Number:34-60647 | SEC Issue Date:Sep 10, 2009 | File Number:SR-NYSEAmex-2009-60 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC in Connection With the Proposal of NYSE Euronext To Require That at Least Three-Fourths of Its Directors Satisfy Independence Requirements |
| Release Number:34-60622 | SEC Issue Date:Sep 3, 2009 | File Number:SR-NYSEAmex-2009-59 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 915 See Also - Rel. No. 34-60823 |