National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-66131 | Jan 11, 2012 | SR-C2-2011-043 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing of a Proposed Rule Change Relating to Changes to Rule 6.51 |
34-66082 | Jan 3, 2012 | SR-C2-2011-041 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Public Customer Maker/Taker Fee (Rebate) and Connectivity Charges |
34-66075 | Dec 30, 2011 | SR-C2-2011-042 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Exchange's Automated Improvement Mechanisms |
34-66065 | Dec 28, 2011 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-65770, Rel. No. 34-65433, Rel. No. 34-65438, Rel. No. 34-65426, Rel. No. 34-65427, Rel. No. 34-65428, Rel. No. 34-65429, Rel. No. 34-65430, Rel. No. 34-65431, Rel. No. 34-65432, Rel. No. 34-65434, Rel. No. 34-65435, Rel. No. 34-65436, Rel. No. 34-65437, Rel. No. 34-65439, Rel. No. 34-65440 |
34-66008 | Dec 20, 2011 | SR-C2-2011-40 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program |
34-65979 | Dec 15, 2011 | SR-C2-2011-031 | Cboe C2 Exchange, Inc. (C2) | Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors See Also - Rel. No. 34-65681 |
34-65938 | Dec 12, 2011 | SR-C2-2011-039 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Complex Order Auction Feature |
34-65874 | Dec 2, 2011 | SR-C2-2011-037 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule |
34-65834 | Nov 28, 2011 | SR-C2-2011-033 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market-Makers' Continuous Quoting Obligations and Adjusted Option Series |
34-65825 | Nov 23, 2011 | SR-C2-2011-036 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trading Halts |