National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-60916 | SEC Issue Date:Nov 3, 2009 | File Number:SR-NYSEAmex-2009-78 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Exchange Rule 62 to Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share |
| Release Number:34-60908 | SEC Issue Date:Oct 30, 2009 | File Number:SR-NYSEAmex-2009-77 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Schedule of Fees and Charges for Exchange Services |
| Release Number:34-60907 | SEC Issue Date:Oct 30, 2009 | File Number:SR-NYSEAmex-2009-73 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .04 to Rule 904C |
| Release Number:34-60887 | SEC Issue Date:Oct 27, 2009 | File Number:SR-NYSEAmex-2009-76 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 in Order To Update d-Quote Functionality and Provide for e-Quotes To Peg to the National Best Bid or Offer See Also - Rel. No. 34-61081 |
| Release Number:34-60823 | SEC Issue Date:Oct 14, 2009 | File Number:SR-NYSEAmex-2009-59 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Granting Approval of Proposed Rule Change Amending NYSE Amex Options Rule 915 See Also - Rel. No. 34-60622 |
| Release Number:34-60811 | SEC Issue Date:Oct 9, 2009 | File Number:SR-NYSEAmex-2009-68 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 14 To Be Consistent With the New System Capability To Receive Orders for Execution on the Exchange Containing Settlement Instructions of "Cash," "Next Day" and "Seller's Option" Directly to a Floor Broker's Hand-Held Device |
| Release Number:34-60808 | SEC Issue Date:Oct 9, 2009 | File Number:SR-NYSEAmex-2009-70 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot |
| Release Number:34-60800 | SEC Issue Date:Oct 8, 2009 | File Number:SR-NYSEAmex-2009-66 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Transaction Fees and Rebates |
| Release Number:34-60782 | SEC Issue Date:Oct 2, 2009 | File Number:SR-NYSEAmex-2009-69 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 128 Governing Clearly Erroneous Executions for NYSE Amex Equities |
| Release Number:34-60758 | SEC Issue Date:Oct 1, 2009 | File Number:SR-NYSEAmex-2009-65 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or November 30, 2009 |