National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60916 | Nov 3, 2009 | SR-NYSEAmex-2009-78 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Exchange Rule 62 to Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share |
| 34-60907 | Oct 30, 2009 | SR-NYSEAmex-2009-73 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .04 to Rule 904C |
| 34-60908 | Oct 30, 2009 | SR-NYSEAmex-2009-77 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Schedule of Fees and Charges for Exchange Services |
| 34-60887 | Oct 27, 2009 | SR-NYSEAmex-2009-76 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 in Order To Update d-Quote Functionality and Provide for e-Quotes To Peg to the National Best Bid or Offer See Also - Rel. No. 34-61081 |
| 34-60823 | Oct 14, 2009 | SR-NYSEAmex-2009-59 | NYSE Amex (NYSEAmex) | Order Granting Approval of Proposed Rule Change Amending NYSE Amex Options Rule 915 See Also - Rel. No. 34-60622 |
| 34-60811 | Oct 9, 2009 | SR-NYSEAmex-2009-68 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 14 To Be Consistent With the New System Capability To Receive Orders for Execution on the Exchange Containing Settlement Instructions of "Cash," "Next Day" and "Seller's Option" Directly to a Floor Broker's Hand-Held Device |
| 34-60808 | Oct 9, 2009 | SR-NYSEAmex-2009-70 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot |
| 34-60800 | Oct 8, 2009 | SR-NYSEAmex-2009-66 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Transaction Fees and Rebates |
| 34-60782 | Oct 2, 2009 | SR-NYSEAmex-2009-69 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 128 Governing Clearly Erroneous Executions for NYSE Amex Equities |
| 34-60758 | Oct 1, 2009 | SR-NYSEAmex-2009-65 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or November 30, 2009 |