National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98893 | Nov 9, 2023 | SR-NYSENAT-2023-25 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: December 6, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2023-25
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| 34-98877 | Nov 7, 2023 | SR-NYSENAT-2023-24 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
| 34-98858 | Nov 3, 2023 | SR-NYSENAT-2023-23 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: November 30, 2023 See Also - Exhibit 5 |
| 34-98617 | Sep 28, 2023 | SR-NYSENAT-2023-21 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98495 | Sep 25, 2023 | SR-NYSENAT-2023-20 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Change to Amend the NYSE National Schedule of Fees and Rebates Comments Due: October 20, 2023 See Also - Exhibit 5 |
| 34-98448 | Sep 20, 2023 | SR-NYSENAT-2023-18 | NYSE National, Inc. (NYSENAT) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation |
| 34-98171 | Aug 21, 2023 | SR-NYSENAT-2023-18 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 15, 2023 See Also - Exhibit 5 |
| 34-98169 | Aug 18, 2023 | SR-NYSENAT-2023-17 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.44 Comments Due: September 13, 2023 See Also - Exhibit 5 |
| 34-98116 | Aug 11, 2023 | SR-NYSENAT-2023-15 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 |
| 34-98002 | Jul 26, 2023 | SR-NYSENAT-2023-12 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 |