National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79944 | Feb 2, 2017 | SR-BatsBYX-2017-02 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
| 34-79760 | Jan 9, 2017 | SR-BatsBYX-2016-40 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect See Also - Exhibit 5 |
| 34-79623 | Dec 20, 2016 | SR-BatsBYX-2016-39 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for BYX Summary Depth and Amend Fees for BYX Depth See Also - Exhibit 5 |
| 34-79603 | Dec 19, 2016 | SR-BatsBYX-2016-41 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9, Orders and Modifiers, and Rule 11.13, Order Execution and Routing, To Enhance the Exchange's Midpoint Routing Functionality See Also - Exhibit 5 |
| 34-79585 | Dec 16, 2016 | SR-BatsEDGX-2016-60, SR-BatsEDGA-2016-24, SR-BatsBZX-2016-68, SR-BatsBYX-2016-29 | Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Rel. No. 34-79264, Rel. No.34-79269, Rel. No. 34-79266, Rel. No. 34-79265 |
| 34-79534 | Dec 13, 2016 | SR-BatsBYX-2016-37 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-79430 | Nov 30, 2016 | SR-BatsBYX-2016-36 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule See Also - Exhibit 5 |
| 34-79386 | Nov 23, 2016 | SR-BatsBYX-2016-35 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Rules 11.9, 11.13, 11.16, 11.22, and 11.27 See Also - Exhibit 5 |
| 34-79341 | Nov 17, 2016 | SR-BatsBYX-2016-32 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgement and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information See Also - Exhibit 5 |
| 34-79307 | Nov 14, 2016 | SR-BatsBYX-2016-34 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BYX Exchange, Inc. See Also - Exhibit 5 |