National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-99268 | Jan 3, 2024 | SR-Phlx-2023-58 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7, Section 3 Comments Due: January 30, 2024 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-58
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34-99186 | Dec 14, 2023 | SR-Phlx-2023-56 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: January 10, 2024 See Also - Exhibit 5 |
34-99183 | Dec 14, 2023 | SR-Phlx-2023-57 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Proprietary Data Fees for Top of PHLX Options ("TOPO"), PHLX Orders, and TOPO Plus Orders at Options 7, Section 10 Comments Due: January 10, 2024 View Received Comments See Also - Exhibit 5 |
34-99141 | Dec 12, 2023 | SR-Phlx-2023-55 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 Comments Due: January 8, 2024 See Also - Exhibit 5 |
34-99125 | Dec 8, 2023 | SR-Phlx-2023-53 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 4, 2024 See Also - Exhibit 5 |
34-99106 | Dec 7, 2023 | PHLX-2023-54 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Monthly Options Series and the Nonstandard Expirations Program Comments Due: January 3, 2024 See Also - Exhibit-5 |
34-99083 | Dec 5, 2023 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra M Comments Due: by January 2, 2024. Rebuttal Comments should be submitted by January 16, 2024. View Received Comments See Also - Exhibit 5 |
34-98955 | Nov 15, 2023 | SR-Phlx-2023-49 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle Comments Due: December 12, 2023 See Also - Exhibit 5 |
34-98950 | Nov 15, 2023 | SR-Phlx-2023-45 | Nasdaq PHLX LLC (Phlx) | Order Approving a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index® Options with a Third-Friday-of-the-Month Expiration View Received Comments |
34-98941 | Nov 15, 2023 | SR-Phlx-2023-47 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at Options 7, Sections 4 and 7 Regarding Multiply Listed Options Fees and Routing Fees Comments Due: December 12, 2023 See Also - Exhibit 5 |