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National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-96416 Dec 1, 2022 SR-IEX-2022-06 Investors Exchange LLC (IEX) Order Types for Determining Whether a Quote Instability Condition Exists
34-96352 Nov 18, 2022 SR-IEX-2022-10 Investors Exchange LLC (IEX) Notice of Filing of Proposed Rule Change To Modify IEX Rule 11.190(b)(7)
Comments Due: December 16, 2022
See Also - Exhibit 5
34-96331 Nov 16, 2022 SR-IEX-2022-09 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule
Comments Due: December 13, 2022
See Also - Exhibit 5
34-96187 Oct 31, 2022 SR-IEX-2022-08 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Expand the Availability of the Exchange's Existing Anti-Internalization Functionality to More Members
Comments Due: November 25, 2022
See Also - Exhibit 5
34-96014 Oct 11, 2022 SR-IEX-2022-06 Investors Exchange LLC (IEX) Notice of Filing of Proposed Rule Change To Amend Rule 11.190(g) To Provide an Alternative Calculation for Pegged Order Types for Determining Whether a Quote Instability Condition Exists
Comments Due: November 7, 2022
See Also - Exhibit 5
Submit a Comment on SR-IEX-2022-06
34-95909 Sep 26, 2022 SR-IEX-2022-07 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.270 (Cleary Erroneous Executions)
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-95463 Aug 10, 2022 SR-IEX-2022-05 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Order Type That Pegs to the Contra-Side Primary Quote, With the Option of Using a Passive Offset Amount
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-94884 May 10, 2022 SR-IEX-2022-04 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Midpoint Price Constraint on Non-Displayed Limit Orders and Make Conforming Changes
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-94730 Apr 15, 2022 SR-IEX-2022-03 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers
Comments Due: May 12, 2022
See Also - Exhibit 5
34-94630 Apr 7, 2022 SR-IEX-2022-02 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees
Comments Due: May 4, 2022
See Also - Exhibit 5