National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-97674 | Jun 8, 2023 | SR-BOX-2023-13 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions Comments Due: July 5, 2023 See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions Submit a Comment on SR-BOX-2023-13
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34-97673 | Jun 8, 2023 | SR-BOX-2023-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Separate Fees and Rebates on Non-Auction Transactions for Options Overlying the Standard and Poor’s Depositary Receipts Trust Comments Due: July 5, 2023 See Also - Exhibit 5 |
34-97418 | May 2, 2023 | SR-BOX-2023-12 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders Comments Due: May 30, 2023 See Also - Exhibit 5 |
34-97266 | Apr 7, 2023 | SR-BOX-2023-10 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to establish a new Qualified Contingent Cross ("QCC") Growth Rebate Comments Due: May 4, 2023. See Also - Exhibit 5 |
34-97174 | Mar 21, 2023 | SR-BOX-2023-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Historical Data Product To Be Known as the Intraday Open-Close Data Report and To Adopt Fees for Such Product Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97127 | Mar 13, 2023 | SR-BOX-2023-08 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96830 | Feb 7, 2023 | SR-BOX-2023-07 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees Comments Due: March 3, 2023 See Also - Exhibit 5 |
34-96744 | Jan 24, 2023 | SR-BOX-2023-04 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Limited Liability Company Agreement, in Connection With the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of Its Facility BOX Market LLC Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5a, Exhibit 5b |
34-96723 | Jan 20, 2023 | SR-BOX-2023-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a New Service and Related Fees for Use of the BOX Options Market LLC ("BOX") Trade Management System Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96502 | Dec 15, 2022 | SR-BOX-2022-31 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-8050-3 To Establish Functionality That Will Reject Market Maker Quotes When Those Quotes Would Otherwise Lock or Cross the National Best Bid or Offer Comments Due: January 11, 2023 See Also - Exhibit 5 |