National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61705 | Mar 15, 2010 | SR-NYSEAmex-2010-23 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 390 |
| 34-61670 | Mar 5, 2010 | SR-NYSEAmex-2010-19 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Increase the Monthly ATP Fee for All Options Market Makers and To Reduce the Per-Contract Transaction Fee for Non-Directed Options Market Makers |
| 34-61643 | Mar 3, 2010 | SR-NYSEAmex-2010-16 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 993NY and 945 See Also - Exhibit 5 |
| 34-61629 | Mar 2, 2010 | SR-NYSEAmex-2010-18 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Relating to the Designation of a "Professional Customer" See Also - Rel. No. 34-61818, Exhibit 5 |
| 34-61619 | Mar 2, 2010 | SR-NYSEAmex-2010-20 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend Its Price List See Also - Exhibit 5 |
| 34-61627 | Mar 2, 2010 | SR-NYSEAMEX-2010-11 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 To Add a Provision for Violations Relating To Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade See Also - Exhibit 5 |
| 34-61614 | Mar 1, 2010 | SR-NYSEAmex-2010-17 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Amex Equities Rule 123C To Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rules 13 and 15 |
| 34-61615 | Mar 1, 2010 | SR-NYSEAmex-2010-10 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Fee Schedule See Also - Exhibit 5 |
| 34-61611 | Mar 1, 2010 | SR-NYSEAmex-2010-15 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or June 1, 2010 See Also - Exhibit 5 |
| 34-61571 | Feb 23, 2010 | SR-NYSEAmex-2010-09 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund See Also - Rel. No. 34-61807 |